CHARDAN HEALTHCARE ACQUISITI

CUSIP: 15957A116 Class: *W EXP 12/13/202

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 71,711 Value ($000) $32 Avg Close — Range —