CHARDAN HEALTHCARE ACQUISITI

CUSIP: 15957A207 Class: UNIT 12/13/2023

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 200,000 Value ($000) $2,038 Avg Close — Range —
Q1 2019
Shares 200,000 Value ($000) $2,006 Avg Close — Range —
Q4 2018
Shares 200,000 Value ($000) $2,002 Avg Close — Range —