CHARDAN HEALTHCR ACQSTN 2 CO

CUSIP: 15957T206 Class: UNIT 99/99/9999

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 285,599 Value ($000) $3,024 Avg Close — Range —
Q3 2020
Shares 285,599 Value ($000) $2,927 Avg Close — Range —
Q2 2020
Shares 300,000 Value ($000) $3,150 Avg Close — Range —