CHINA BAK BATTERY INC

CUSIP: 16936Y209 Class: COM

MORGAN STANLEY's Holding History (CIK: 0000895421)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 2,500 Value ($000) $7 Avg Close — Range —
Q1 2016
Shares 2,530 Value ($000) $6 Avg Close — Range —
Q4 2015
Shares 1,122 Value ($000) $3 Avg Close — Range —
Q2 2015
Shares 22 Value ($000) $0 Avg Close — Range —
Q1 2015
Shares 21 Value ($000) $0 Avg Close — Range —
Q4 2014
Shares 21 Value ($000) $0 Avg Close — Range —
Q2 2014
Shares 1,162 Value ($000) $3 Avg Close — Range —
Q1 2014
Shares 15,100 Value ($000) $45 Avg Close — Range —