CHINA BAK BATTERY INC

CUSIP: 16936Y209 Class: COM

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 27 Value ($000) $0 Avg Close — Range —
Q4 2015
Shares 108 Value ($000) $0 Avg Close — Range —
Q3 2015
Shares 95 Value ($000) $0 Avg Close — Range —
Q2 2015
Shares 6,570 Value ($000) $21 Avg Close — Range —
Q4 2014
Shares 1,038 Value ($000) $2 Avg Close — Range —
Q3 2014
Shares 2,172 Value ($000) $6 Avg Close — Range —
Q1 2014
Shares 896 Value ($000) $3 Avg Close — Range —
Q4 2013
Shares 3,402 Value ($000) $8 Avg Close — Range —
Q3 2013
Shares 546 Value ($000) $1 Avg Close — Range —
Q2 2013
Shares 4 Value ($000) $0 Avg Close — Range —