CHINA BAK BATTERY INC

CUSIP: 16936Y209 Class: COM

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 2,690 Value ($000) $6 Avg Close — Range —
Q2 2016
Shares 942 Value ($000) $2 Avg Close — Range —
Q1 2016
Shares 3,586 Value ($000) $8 Avg Close — Range —
Q4 2015
Shares 3,144 Value ($000) $9 Avg Close — Range —
Q3 2015
Shares 2,278 Value ($000) $5 Avg Close — Range —
Q4 2014
Shares 2,361 Value ($000) $4 Avg Close — Range —