CHINA FD INC

Ticker: XXCHNXX CUSIP: 169373107 Class: CEF

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 1,577 Value ($000) $34 Avg Close — Range —
Q2 2013
Shares 1,000 Value ($000) $19 Avg Close — Range —