CHINA FD INC

Ticker: XXCHNXX CUSIP: 169373107 Class: CEF

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 21,954 Value ($000) $341 Avg Close — Range —
Q4 2013
Shares 30,258 Value ($000) $630 Avg Close — Range —