CHINA FD INC

Ticker: XXCHNXX CUSIP: 169373107 Class: CEF

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 16,155 Value ($000) $298 Avg Close — Range —
Q4 2019
Shares 16,335 Value ($000) $345 Avg Close — Range —
Q3 2019
Shares 11,951 Value ($000) $232 Avg Close — Range —
Q2 2019
Shares 13,233 Value ($000) $268 Avg Close — Range —
Q1 2019
Shares 13,584 Value ($000) $277 Avg Close — Range —
Q1 2016
Shares 14,366 Value ($000) $205 Avg Close — Range —
Q3 2015
Shares 23,919 Value ($000) $396 Avg Close — Range —