CHINA FD INC

Ticker: XXCHNXX CUSIP: 169373107 Class: CEF

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 53 Value ($000) $1 Avg Close — Range —
Q2 2014
Shares 136 Value ($000) $2,869 Avg Close — Range —