CHINA OVERSEAS LD&INVT ADR

Ticker: CAOVY CUSIP: 169403201 Class: International Equities

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019

Shares 3,082 Value ($000) $58 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2019	3,082	$58	—	—