CHINA SHENHUA ENERGY C ADR

Ticker: CSUAY CUSIP: 16942A302 Class: COM

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 10,970 Value ($000) $81 Avg Close — Range —
Q3 2016
Shares 11,298 Value ($000) $89 Avg Close — Range —
Q2 2016
Shares 12,287 Value ($000) $91 Avg Close — Range —
Q1 2016
Shares 16,201 Value ($000) $102 Avg Close — Range —
Q4 2015
Shares 10,225 Value ($000) $64 Avg Close — Range —
Q3 2014
Shares 2,453 Value ($000) $27 Avg Close — Range —
Q2 2014
Shares 2,485 Value ($000) $28 Avg Close — Range —
Q1 2014
Shares 2,213 Value ($000) $25 Avg Close — Range —
Q4 2013
Shares 2,928 Value ($000) $37 Avg Close — Range —
Q3 2013
Shares 2,157 Value ($000) $27 Avg Close — Range —
Q2 2013
Shares 3,260 Value ($000) $33 Avg Close — Range —