CHINA SHENHUA ENERGY C ADR

Ticker: CSUAY CUSIP: 16942A302 Class: COM

PZENA INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001027796)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 107,227 Value ($000) $802 Avg Close — Range —
Q4 2019
Shares 218,727 Value ($000) $1,822 Avg Close — Range —
Q3 2019
Shares 218,727 Value ($000) $1,743 Avg Close — Range —
Q2 2019
Shares 218,727 Value ($000) $1,818 Avg Close — Range —
Q1 2019
Shares 126,700 Value ($000) $1,156 Avg Close — Range —
Q4 2018
Shares 126,700 Value ($000) $1,095 Avg Close — Range —
Q3 2018
Shares 126,700 Value ($000) $1,156 Avg Close — Range —