CHINA SHENHUA ENERGY C ADR

Ticker: CSUAY CUSIP: 16942A302 Class: COM

Aperio Group, LLC's Holding History (CIK: 0001364615)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 53,161 Value ($000) $614 Avg Close — Range —
Q4 2013
Shares 42,169 Value ($000) $532 Avg Close — Range —