CITIGROUP INC

Ticker: C CUSIP: 172967424 Class: COM NEW

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 90,000 Value ($000) $6,457 Avg Close $54.77 Range $50.85 - $58.42
Q2 2018
Shares 45,000 Value ($000) $3,011 Avg Close $53.03 Range $49.68 - $56.56
Q1 2018
Shares 195,000 Value ($000) $13,163 Avg Close $57.64 Range $51.84 - $61.72
Q1 2017
Shares 135,000 Value ($000) $8,076 Avg Close $44.67 Range $41.76 - $47.28
Q4 2016
Shares 110,000 Value ($000) $6,537 Avg Close $40.63 Range $35.15 - $46.21
Q3 2016
Shares 60,000 Value ($000) $2,834 Avg Close $34.15 Range $29.97 - $36.20
Q1 2016
Shares 10,000 Value ($000) $418 Avg Close $31.24 Range $25.82 - $38.55