CITIGROUP CAP IX

CUSIP: 173066200 Class: PRD

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 9,800 Value ($000) $248 Avg Close — Range —
Q3 2013
Shares 9,800 Value ($000) $245 Avg Close — Range —
Q2 2013
Shares 9,800 Value ($000) $245 Avg Close — Range —