CLAYMORE EXCHANGE TRD FD TR

CUSIP: 18383M548 Class: GUGG CRP BD 2017

Spectrum Asset Management, Inc. (NB/CA)'s Holding History (CIK: 0001632078)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 76,380 Value ($000) $1,720 Avg Close — Range —
Q3 2015
Shares 84,980 Value ($000) $1,928 Avg Close — Range —
Q2 2015
Shares 84,980 Value ($000) $1,933 Avg Close — Range —
Q1 2015
Shares 106,330 Value ($000) $2,428 Avg Close — Range —
Q4 2014
Shares 98,110 Value ($000) $2,228 Avg Close — Range —