CLAYMORE EXCHANGE TRD FD TR

CUSIP: 18383M555 Class: GUGG CRP BD 2016

Spectrum Asset Management, Inc. (NB/CA)'s Holding History (CIK: 0001632078)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 250,077 Value ($000) $5,517 Avg Close — Range —
Q2 2016
Shares 346,341 Value ($000) $7,634 Avg Close — Range —
Q1 2016
Shares 382,981 Value ($000) $8,445 Avg Close — Range —
Q4 2015
Shares 386,120 Value ($000) $8,526 Avg Close — Range —
Q3 2015
Shares 411,220 Value ($000) $9,125 Avg Close — Range —
Q2 2015
Shares 416,650 Value ($000) $9,256 Avg Close — Range —
Q1 2015
Shares 395,510 Value ($000) $8,792 Avg Close — Range —
Q4 2014
Shares 298,740 Value ($000) $6,602 Avg Close — Range —