GUGGENHEIM CHINA ALL-CAP ETF Y

CUSIP: 18385p101 Class: GUGG CHINA ALLCP

JOHN G ULLMAN & ASSOCIATES INC's Holding History (CIK: 0000919530)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 98,844 Value ($000) $3,074 Avg Close — Range —
Q1 2015
Shares 104,494 Value ($000) $3,057 Avg Close — Range —