CLEARBRIDGE AMERN ENERG MLP

CUSIP: 184691103 Class: COM

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 5,332 Value ($000) $97 Avg Close — Range —
Q2 2014
Shares 7,332 Value ($000) $136 Avg Close — Range —
Q1 2014
Shares 7,332 Value ($000) $119 Avg Close — Range —
Q4 2013
Shares 8,932 Value ($000) $159 Avg Close — Range —