CLEARBRIDGE AMERN ENERG MLP

CUSIP: 184691103 Class: COM

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 275,806 Value ($000) $2,471 Avg Close — Range —
Q2 2016
Shares 415,634 Value ($000) $3,595 Avg Close — Range —
Q1 2016
Shares 535,104 Value ($000) $3,740 Avg Close — Range —
Q4 2015
Shares 535,704 Value ($000) $4,387 Avg Close — Range —
Q3 2015
Shares 576,453 Value ($000) $5,528 Avg Close — Range —
Q2 2015
Shares 589,620 Value ($000) $8,137 Avg Close — Range —
Q1 2015
Shares 774,494 Value ($000) $12,252 Avg Close — Range —
Q4 2014
Shares 1,065,848 Value ($000) $17,011 Avg Close — Range —
Q2 2014
Shares 67,164 Value ($000) $1,248 Avg Close — Range —
Q1 2014
Shares 261,326 Value ($000) $4,233 Avg Close — Range —
Q4 2013
Shares 275,265 Value ($000) $4,911 Avg Close — Range —