CLEARBRIDGE ENERGY MLP FD IN

CUSIP: 184692101 Class: COM

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 18,384 Value ($000) $207 Avg Close — Range —
Q3 2019
Shares 52,132 Value ($000) $593 Avg Close — Range —
Q2 2019
Shares 56,532 Value ($000) $689 Avg Close — Range —
Q1 2019
Shares 1,738,902 Value ($000) $22,038 Avg Close — Range —
Q4 2018
Shares 1,628,127 Value ($000) $16,959 Avg Close — Range —
Q3 2018
Shares 1,552,405 Value ($000) $22,557 Avg Close — Range —
Q2 2018
Shares 1,501,713 Value ($000) $21,225 Avg Close — Range —
Q1 2018
Shares 1,462,889 Value ($000) $18,427 Avg Close — Range —
Q4 2017
Shares 1,442,347 Value ($000) $22,040 Avg Close — Range —
Q3 2017
Shares 1,334,878 Value ($000) $19,786 Avg Close — Range —
Q2 2017
Shares 1,300,143 Value ($000) $19,855 Avg Close — Range —
Q1 2017
Shares 1,225,265 Value ($000) $20,659 Avg Close — Range —
Q4 2016
Shares 1,702,986 Value ($000) $26,498 Avg Close — Range —
Q3 2016
Shares 1,665,815 Value ($000) $27,125 Avg Close — Range —
Q2 2016
Shares 1,621,958 Value ($000) $25,834 Avg Close — Range —
Q1 2016
Shares 1,617,867 Value ($000) $21,958 Avg Close — Range —
Q4 2015
Shares 942,012 Value ($000) $14,317 Avg Close — Range —
Q3 2015
Shares 888,216 Value ($000) $15,047 Avg Close — Range —
Q2 2015
Shares 793,426 Value ($000) $18,454 Avg Close — Range —
Q1 2015
Shares 495,280 Value ($000) $12,362 Avg Close — Range —
Q4 2014
Shares 428,826 Value ($000) $11,855 Avg Close — Range —