CLIFFS NAT RES 7% PFD DEP 1/40

CUSIP: 18683K408 Class: CONVERTIBLE PREFERRED STOCK

MACKAY SHIELDS LLC's Holding History (CIK: 0000061227)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 181,353 Value ($000) $4,164 Avg Close — Range —