CLP HOLDINGS LTD SPONSORED ADR

Ticker: CLPHY CUSIP: 18946Q101 Class: ADR

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 16,333 Value ($000) $149 Avg Close — Range —
Q3 2016
Shares 19,250 Value ($000) $202 Avg Close — Range —
Q2 2016
Shares 21,251 Value ($000) $218 Avg Close — Range —
Q3 2014
Shares 10,023 Value ($000) $80 Avg Close — Range —
Q2 2014
Shares 4,543 Value ($000) $37 Avg Close — Range —
Q1 2014
Shares 6,763 Value ($000) $52 Avg Close — Range —
Q4 2013
Shares 8,762 Value ($000) $69 Avg Close — Range —
Q3 2013
Shares 9,489 Value ($000) $77 Avg Close — Range —
Q2 2013
Shares 7,640 Value ($000) $62 Avg Close — Range —