Cohen Steers Pfd Secs Inc Fdfd

Ticker: CPXIX CUSIP: 19248X307 Class: ADR

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 38,472 Value ($000) $517 Avg Close — Range —
Q3 2016
Shares 32,930 Value ($000) $462 Avg Close — Range —
Q2 2016
Shares 109,951 Value ($000) $1,506 Avg Close — Range —
Q1 2016
Shares 94,945 Value ($000) $1,279 Avg Close — Range —
Q4 2015
Shares 92,495 Value ($000) $1,257 Avg Close — Range —
Q3 2015
Shares 19,552 Value ($000) $264 Avg Close — Range —
Q2 2015
Shares 144,599 Value ($000) $1,969 Avg Close — Range —
Q1 2015
Shares 130,513 Value ($000) $1,819 Avg Close — Range —
Q4 2014
Shares 95,776 Value ($000) $1,302 Avg Close — Range —
Q3 2014
Shares 99,306 Value ($000) $1,351 Avg Close — Range —
Q2 2014
Shares 81,012 Value ($000) $1,115 Avg Close — Range —