Colt Defense Llc

CUSIP: 19686TAC1 Class: High Yield

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 15,000 Value ($000) $5 Avg Close — Range —
Q4 2014
Shares 115,000 Value ($000) $466 Avg Close — Range —