COMPASS EMP FDS TR

CUSIP: 20452Y783 Class: 100 ENH VOLA ETF

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 374,630 Value ($000) $13,241 Avg Close — Range —
Q2 2015
Shares 349,207 Value ($000) $12,460 Avg Close — Range —
Q1 2015
Shares 266,028 Value ($000) $9,630 Avg Close — Range —
Q4 2014
Shares 125,805 Value ($000) $4,640 Avg Close — Range —
Q3 2014
Shares 77,755 Value ($000) $2,672 Avg Close — Range —