COMPASS EMP FDS TR

CUSIP: 20452Y791 Class: DP500 WEIG ETF

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 197,117 Value ($000) $6,387 Avg Close — Range —
Q2 2015
Shares 157,984 Value ($000) $5,531 Avg Close — Range —
Q1 2015
Shares 73,114 Value ($000) $2,589 Avg Close — Range —
Q4 2014
Shares 26,396 Value ($000) $904 Avg Close — Range —