COMPASS EMP FDS TR

CUSIP: 20452Y817 Class: US500 ENH VOL

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 324,289 Value ($000) $11,486 Avg Close — Range —
Q2 2015
Shares 319,472 Value ($000) $11,792 Avg Close — Range —
Q1 2015
Shares 205,410 Value ($000) $7,602 Avg Close — Range —
Q4 2014
Shares 90,460 Value ($000) $3,316 Avg Close — Range —
Q3 2014
Shares 46,061 Value ($000) $1,568 Avg Close — Range —