COMPASS EMP FDS TR

CUSIP: 20452Y825 Class: US 500 INDEX ETF

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 180,858 Value ($000) $6,453 Avg Close — Range —
Q2 2015
Shares 154,915 Value ($000) $6,057 Avg Close — Range —
Q1 2015
Shares 89,892 Value ($000) $3,515 Avg Close — Range —
Q4 2014
Shares 147,586 Value ($000) $5,653 Avg Close — Range —
Q3 2014
Shares 33,366 Value ($000) $1,143 Avg Close — Range —