COMPASS EMP FDS TR

CUSIP: 20452Y833 Class: US 500 VOL WT

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 19,107 Value ($000) $678 Avg Close — Range —
Q2 2015
Shares 7,463 Value ($000) $275 Avg Close — Range —