CONNECTONE BANCORP INC

CUSIP: 20786U101 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 17,330 Value ($000) $865 Avg Close — Range —
Q1 2014
Shares 22,783 Value ($000) $1,115 Avg Close — Range —