CONNECTONE BANCORP INC

Ticker: CNOB CUSIP: 20786W107 Class: Common Stock

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 39,816 Value ($000) $1,147 Avg Close $24.09 Range $21.29 - $26.00
Q4 2017
Shares 47,423 Value ($000) $1,222 Avg Close $21.67 Range $20.05 - $23.29
Q3 2017
Shares 52,460 Value ($000) $1,290 Avg Close $18.70 Range $17.32 - $20.46
Q2 2017
Shares 54,625 Value ($000) $1,233 Avg Close $18.71 Range $17.40 - $20.56
Q1 2017
Shares 55,677 Value ($000) $1,350 Avg Close $20.20 Range $18.08 - $21.49
Q4 2016
Shares 49,201 Value ($000) $1,277 Avg Close $17.68 Range $14.13 - $21.74
Q3 2016
Shares 57,599 Value ($000) $1,040 Avg Close $14.08 Range $12.20 - $15.36
Q2 2016
Shares 68,931 Value ($000) $1,081 Avg Close $13.04 Range $12.20 - $14.15
Q1 2016
Shares 65,707 Value ($000) $1,074 Avg Close $13.10 Range $11.96 - $15.00
Q4 2015
Shares 72,273 Value ($000) $1,350 Avg Close $14.80 Range $13.82 - $15.78
Q3 2015
Shares 79,931 Value ($000) $1,543 Avg Close $16.18 Range $14.43 - $18.00
Q2 2015
Shares 96,266 Value ($000) $2,073 Avg Close $15.76 Range $15.07 - $17.50
Q1 2015
Shares 100,120 Value ($000) $1,948 Avg Close $14.72 Range $14.11 - $15.52
Q4 2014
Shares 91,978 Value ($000) $1,748 Avg Close $14.63 Range $13.96 - $15.11
Q3 2014
Shares 91,066 Value ($000) $1,735 Avg Close $15.18 Range $14.53 - $16.25