CONTRAFECT CORP

CUSIP: 212326102 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 10,000 Value ($000) $18 Avg Close — Range —
Q4 2016
Shares 19,260 Value ($000) $39 Avg Close — Range —
Q3 2016
Shares 10,000 Value ($000) $24 Avg Close — Range —
Q2 2016
Shares 10,000 Value ($000) $28 Avg Close — Range —
Q1 2016
Shares 20,000 Value ($000) $74 Avg Close — Range —