CONTRAFECT CORP

CUSIP: 212326110 Class: *W EXP 01/31/201

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 30,861 Value ($000) $1 Avg Close — Range —
Q1 2016
Shares 2,458 Value ($000) $1 Avg Close — Range —
Q4 2015
Shares 2,358 Value ($000) $3 Avg Close — Range —
Q3 2015
Shares 2,038 Value ($000) $3 Avg Close — Range —
Q2 2015
Shares 281 Value ($000) $0 Avg Close — Range —
Q1 2015
Shares 428 Value ($000) $1 Avg Close — Range —
Q4 2014
Shares 915 Value ($000) $1 Avg Close — Range —