CONTROL4 CORP

CUSIP: 21240D107 Class: COM

PIPER SANDLER & CO.'s Holding History (CIK: 0000724683)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 7,500 Value ($000) $115 Avg Close — Range —
Q3 2014
Shares 10,000 Value ($000) $129 Avg Close — Range —