COUNTRYWIDE 7% $1.75 PFD

CUSIP: 222388209 Class: COM

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 18,191 Value ($000) $463 Avg Close — Range —
Q3 2016
Shares 12,893 Value ($000) $332 Avg Close — Range —
Q2 2016
Shares 20,890 Value ($000) $545 Avg Close — Range —
Q1 2016
Shares 17,272 Value ($000) $445 Avg Close — Range —
Q4 2015
Shares 7,992 Value ($000) $205 Avg Close — Range —
Q3 2014
Shares 5,739 Value ($000) $147 Avg Close — Range —
Q2 2014
Shares 5,500 Value ($000) $155 Avg Close — Range —
Q1 2014
Shares 500 Value ($000) $13 Avg Close — Range —
Q4 2013
Shares 548 Value ($000) $14 Avg Close — Range —
Q3 2013
Shares 306 Value ($000) $8 Avg Close — Range —
Q2 2013
Shares 300 Value ($000) $8 Avg Close — Range —