Countrywide Capital IV 6.75% Preferred Note

CUSIP: 22238E206 Class: EQUITIES

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 2,427 Value ($000) $62 Avg Close — Range —
Q2 2014
Shares 2,388 Value ($000) $61 Avg Close — Range —
Q1 2014
Shares 2,350 Value ($000) $60 Avg Close — Range —
Q4 2013
Shares 2,150 Value ($000) $54 Avg Close — Range —
Q3 2013
Shares 185 Value ($000) $5 Avg Close — Range —