CREDIT SUISSE AG NASSAU BRH

CUSIP: 22539T332 Class: NT BCOMCL 36

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 42,880 Value ($000) $1,885 Avg Close — Range —
Q1 2018
Shares 42,185 Value ($000) $1,638 Avg Close — Range —
Q4 2017
Shares 40,940 Value ($000) $1,453 Avg Close — Range —
Q3 2017
Shares 38,307 Value ($000) $1,174 Avg Close — Range —
Q2 2017
Shares 37,903 Value ($000) $1,052 Avg Close — Range —
Q1 2017
Shares 34,344 Value ($000) $1,056 Avg Close — Range —
Q4 2016
Shares 32,379 Value ($000) $1,080 Avg Close — Range —
Q3 2016
Shares 29,887 Value ($000) $961 Avg Close — Range —
Q2 2016
Shares 29,073 Value ($000) $939 Avg Close — Range —
Q1 2016
Shares 54,462 Value ($000) $1,431 Avg Close — Range —