CREDIT SUISSE AG NASSAU BRH

CUSIP: 22539T613 Class: ETP

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 22,538 Value ($000) $38 Avg Close — Range —
Q3 2014
Shares 16,938 Value ($000) $57 Avg Close — Range —
Q2 2014
Shares 10,738 Value ($000) $32 Avg Close — Range —