CREDIT SUISSE AG NASSAU BRH

CUSIP: 22539T621 Class: ETP

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 100 Value ($000) $4 Avg Close — Range —
Q2 2014
Shares 200 Value ($000) $8 Avg Close — Range —
Q1 2014
Shares 200 Value ($000) $11 Avg Close — Range —
Q4 2013
Shares 220 Value ($000) $13 Avg Close — Range —
Q3 2013
Shares 220 Value ($000) $17 Avg Close — Range —