CREDIT SUISSE NASSAU BRH

CUSIP: 22542D795 Class: INVRS VIX STERM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 4,286 Value ($000) $576 Avg Close — Range —
Q2 2017
Shares 18,390 Value ($000) $1,535 Avg Close — Range —
Q1 2017
Shares 19,310 Value ($000) $1,402 Avg Close — Range —
Q4 2016
Shares 56,177 Value ($000) $2,825 Avg Close — Range —
Q3 2016
Shares 118,360 Value ($000) $4,474 Avg Close — Range —
Q2 2016
Shares 569,063 Value ($000) $14,858 Avg Close — Range —
Q1 2016
Shares 328,136 Value ($000) $8,013 Avg Close — Range —
Q4 2015
Shares 270,172 Value ($000) $6,741 Avg Close — Range —
Q3 2015
Shares 567,314 Value ($000) $15,539 Avg Close — Range —
Q2 2015
Shares 31,870 Value ($000) $1,262 Avg Close — Range —
Q1 2015
Shares 63,312 Value ($000) $2,194 Avg Close — Range —
Q4 2014
Shares 655,991 Value ($000) $20,428 Avg Close — Range —
Q3 2014
Shares 71,508 Value ($000) $2,682 Avg Close — Range —
Q2 2014
Shares 84,206 Value ($000) $3,788 Avg Close — Range —
Q1 2014
Shares 728,533 Value ($000) $23,029 Avg Close — Range —
Q4 2013
Shares 857,822 Value ($000) $29,492 Avg Close — Range —
Q3 2013
Shares 989,950 Value ($000) $25,778 Avg Close — Range —