CUTWATER SELECT INCOME FD

CUSIP: 232229104 Class: COM

NATIONS FINANCIAL GROUP INC, /IA/ /ADV's Holding History (CIK: 0001109767)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 20,118 Value ($000) $408 Avg Close — Range —
Q2 2016
Shares 19,911 Value ($000) $395 Avg Close — Range —
Q1 2016
Shares 10,254 Value ($000) $196 Avg Close — Range —