CUTWATER SELECT INCOME FD

CUSIP: 232229104 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 47,765 Value ($000) $960 Avg Close — Range —
Q2 2016
Shares 48,791 Value ($000) $972 Avg Close — Range —
Q1 2016
Shares 96,544 Value ($000) $1,836 Avg Close — Range —
Q4 2015
Shares 97,280 Value ($000) $1,785 Avg Close — Range —
Q3 2015
Shares 47,222 Value ($000) $893 Avg Close — Range —
Q2 2015
Shares 43,171 Value ($000) $803 Avg Close — Range —
Q1 2015
Shares 43,872 Value ($000) $881 Avg Close — Range —
Q4 2014
Shares 37,258 Value ($000) $721 Avg Close — Range —
Q3 2014
Shares 35,058 Value ($000) $682 Avg Close — Range —
Q2 2014
Shares 31,059 Value ($000) $626 Avg Close — Range —
Q1 2014
Shares 29,471 Value ($000) $572 Avg Close — Range —
Q4 2013
Shares 30,934 Value ($000) $566 Avg Close — Range —
Q3 2013
Shares 32,134 Value ($000) $567 Avg Close — Range —
Q2 2013
Shares 25,540 Value ($000) $469 Avg Close — Range —