CUTWATER SELECT INCOME FD

CUSIP: 232229104 Class: COM

Brick & Kyle, Associates's Holding History (CIK: 0001632253)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 500 Value ($000) $10 Avg Close — Range —
Q2 2016
Shares 500 Value ($000) $10 Avg Close — Range —
Q1 2016
Shares 500 Value ($000) $10 Avg Close — Range —
Q4 2015
Shares 500 Value ($000) $9 Avg Close — Range —
Q3 2015
Shares 500 Value ($000) $10 Avg Close — Range —
Q2 2015
Shares 500 Value ($000) $9 Avg Close — Range —
Q1 2015
Shares 500 Value ($000) $10 Avg Close — Range —
Q4 2014
Shares 500 Value ($000) $10 Avg Close — Range —