DBX ETF TR

Ticker: DBEF CUSIP: 233051200 Class: XTRACK MSCI EAFE

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 7,830 Value ($000) $207 Avg Close — Range —
Q2 2016
Shares 9,150 Value ($000) $229 Avg Close — Range —
Q1 2016
Shares 693,532 Value ($000) $17,713 Avg Close — Range —
Q4 2015
Shares 821,451 Value ($000) $22,311 Avg Close — Range —
Q3 2015
Shares 791,137 Value ($000) $20,633 Avg Close — Range —
Q2 2015
Shares 800,605 Value ($000) $22,913 Avg Close — Range —
Q1 2015
Shares 768,050 Value ($000) $23,011 Avg Close — Range —