DBX ETF TR

Ticker: ASHR CUSIP: 233051879 Class: XTRACK HRVST CSI

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 50 Value ($000) $2 Avg Close — Range —
Q1 2015
Shares 100 Value ($000) $4 Avg Close — Range —
Q4 2014
Shares 100 Value ($000) $4 Avg Close — Range —
Q3 2014
Shares 150 Value ($000) $4 Avg Close — Range —
Q4 2013
Shares 100 Value ($000) $2 Avg Close — Range —