DASAN ZHONE SOLUTIONS INC

CUSIP: 23305L107 Class: COMMON STOCK

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 35,698 Value ($000) $35 Avg Close — Range —
Q3 2016
Shares 37,745 Value ($000) $43 Avg Close — Range —