DAIWA HOUSE IND LTD ADR

Ticker: DWAHY CUSIP: 234062206 Class: ADR

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 186,045 Value ($000) $5,051 Avg Close — Range —
Q3 2016
Shares 183,536 Value ($000) $5,030 Avg Close — Range —
Q2 2016
Shares 189,928 Value ($000) $5,513 Avg Close — Range —
Q1 2016
Shares 170,047 Value ($000) $4,780 Avg Close — Range —
Q4 2015
Shares 144,804 Value ($000) $4,154 Avg Close — Range —
Q3 2015
Shares 108,952 Value ($000) $2,689 Avg Close — Range —
Q2 2015
Shares 78,126 Value ($000) $1,845 Avg Close — Range —
Q1 2015
Shares 65,237 Value ($000) $1,283 Avg Close — Range —
Q4 2014
Shares 65,072 Value ($000) $1,236 Avg Close — Range —
Q3 2014
Shares 3,528 Value ($000) $63 Avg Close — Range —
Q2 2014
Shares 226 Value ($000) $47 Avg Close — Range —
Q1 2014
Shares 326 Value ($000) $56 Avg Close — Range —
Q4 2013
Shares 455 Value ($000) $89 Avg Close — Range —
Q3 2013
Shares 222 Value ($000) $42 Avg Close — Range —
Q2 2013
Shares 222 Value ($000) $42 Avg Close — Range —