DAIWA SECURITIES GR-SPON ADR

Ticker: DSEEY CUSIP: 234064301 Class: ADR

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 36,455 Value ($000) $223 Avg Close — Range —
Q3 2016
Shares 40,462 Value ($000) $227 Avg Close — Range —
Q2 2016
Shares 47,807 Value ($000) $249 Avg Close — Range —
Q1 2016
Shares 71,118 Value ($000) $439 Avg Close — Range —
Q4 2015
Shares 30,947 Value ($000) $188 Avg Close — Range —
Q3 2015
Shares 18,741 Value ($000) $123 Avg Close — Range —
Q4 2014
Shares 22,605 Value ($000) $180 Avg Close — Range —
Q3 2014
Shares 5,090 Value ($000) $41 Avg Close — Range —
Q2 2014
Shares 6,039 Value ($000) $52 Avg Close — Range —
Q1 2014
Shares 5,647 Value ($000) $49 Avg Close — Range —
Q4 2013
Shares 7,011 Value ($000) $70 Avg Close — Range —
Q3 2013
Shares 5,757 Value ($000) $52 Avg Close — Range —
Q2 2013
Shares 2,992 Value ($000) $25 Avg Close — Range —